Regulatory Technology & Compliance Platform for Financial Institutions

Built a fully dynamic 3-layer compliance submission platform with real-time Salesforce data integration for ACA Global's RegTech platform — replacing a static legacy system that couldn't handle complex regulatory workflows.

Company Context

A RegTech company providing governance, risk, and compliance platforms to financial institutions. Helps firms manage regulatory submissions, compliance data collection, audit workflows, and reporting obligations — in an environment where submission accuracy has direct regulatory consequences.

Engineering Environment

AngularSalesforce APIRegTechDynamic FormsCompliance Platform

What Our Scale Partnership Revealed

The existing submission form was static — every compliance workflow went through the same form structure regardless of the client, jurisdiction, or regulatory requirement.
Conditional logic was absent — forms couldn't show or hide sections based on prior answers.
Salesforce held the authoritative client and compliance data — but there was no integration, so compliance teams manually transcribed data from Salesforce into submission forms, introducing errors and overhead.
Multi-section compliance workflows with dependent data relationships couldn't be modelled in the existing architecture.

Engineering Work

Designed and built a 3-layer dynamic form architecture: top-level workflow configuration, section-level conditional visibility, and field-level validation — all configurable without code changes.
Implemented conditional field logic — sections and fields show/hide and validate based on prior answers and Salesforce data availability.
Integrated Salesforce APIs with debounced request handling — as users fill in identifying information, the form automatically pulls and pre-populates data from Salesforce in real time.
Built FTP-based document handling for compliance evidence workflows.
Achieved 90%+ unit test coverage across all components.

System Outcome

Dynamic compliance platform live — any regulatory workflow can be configured without developer involvement.
Real-time Salesforce integration active — compliance teams no longer manually transcribe client data.
Complex multi-section regulatory workflows now supported.
90%+ unit test coverage on compliance logic.

Engineering Breakdown+

3-Layer Form Architecture: Layer 1 defines the workflow and section sequence. Layer 2 defines section visibility conditions based on workflow state and Salesforce data. Layer 3 defines field-level validation rules and conditional dependencies. Configuration stored as structured JSON, evaluated at runtime.

Salesforce Debounce: API calls debounced at 400ms on input fields that trigger lookups — prevents excessive API calls while typing, while ensuring data is populated as soon as input stabilises. Results cached per session to avoid redundant lookups.

Scale Partnership

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